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  Capital Link Forum



Nominating Committee
Mr. Herb Blank, SVP, Head of Quantitative Products, Rapid Ratings International
Ms. Mariana Bush, Closed-End Funds & Exchange Traded Funds Senior Analyst, Wachovia Securities
Mr. John Cejka, Manager of Fixed Income Research & Closed-End Funds, A.G. Edwards
Ms. Amy Charles, Director, Closed-End Fund Research, Raymond James & Associates
Mr. Dennis Emanuel, Managing Director, Closed-End Fund & ETF Research, Citigroup Investment Research
Mr. Jon Maier, Senior Director, Closed-End Fund Research, Investment Strategy Group, Merrill Lynch
Ms. Sangeeta Marfatia, Closed End Fund Analyst, Director, UBS Wealth Management Research
Mr. Paul Mazzilli, Director of ETF Research, Research, Morgan Stanley
Mr. Alex Reiss, Analyst, V.P., Closed-End Fund & ETF Research, Stifel Nicolaus
Mr. Kristoph Rollenhagen, Sr. V.P. -Exchange-Traded & Closed-End Funds, Oppenheimer & Co.
Mr. Joseph G. Witthohn, Director of ETF Research, Janney Montgomery Scott
Mr. Darren Young, Product Manager - Exchange Traded Funds and Notes, RBC Wealth Management
Most Innovative New Closed-End Fund in 2007
Winner:
Eaton Vance Management for the Risk-Managed Diversified Equity Income Fund (NYSE: ETJ)


Best Shareholder Relations by a non-US CEF Fund Family in 2007
Winner:
ING Investment Management


Best Shareholder Relations by a US Equity CEF Fund Family in 2007
Winner:
Eaton Vance Management


Best Shareholder Relations by a Fixed Income CEF Fund Family in 2007
Winner:
Nuveen Investments


Best Investor Relations CEF Website in 2007
Winner:
Nuveen Investments


For Contribution to the Closed-End Fund Sector in 2007
Winner:
Mr. David Lamb, Managing Director, Head of Modeling Analysis Group, Nuveen Investments




Nominating Committee
Mr. Steven A. Baffico, Director of Strategic Initiatives, BlackRock Investments
Mr. Doug Bond, EVP & Portfolio Manager, Closed-End Opportunity Fund, Cohen & Steers
Mr. Tony Clarizio, V.P. Product Manager, Pioneer Investments
Mr. David Lamb, Managing Director, Head of Modeling & Analysis Group, Nuveen Investments
Mr. Kenneth Fincher, Vice President, Director of Product Management & Client Advocacy, Calamos Investments
Mr. Jonathan Isaac, Vice President, Closed-End Funds, Eaton Vance Managed Investments
Mr. Jeffrey Margolin, Vice President and Closed-End Fund Analyst, First Trust Advisors
Mr. Jake Tuzza, Vice President, Structure Assets & Innovation, ING Investment Management
Best Research Team for Closed-End Funds in 2007
Winner:
Citi Smith Barney


For Contribution to the Closed-End Fund Sector in 2007
Winner:
Ms. Mariana Bush, Closed-End Funds & Exchange Traded Funds Senior Analyst, Wachovia Securities




Nominating Committee
Mr. Herb Blank, SVP, Head of Quantitative Products, Rapid Ratings International
Ms. Mariana Bush, Closed-End Funds & Exchange Traded Funds Senior Analyst, Wachovia Securities
Mr. John Cejka, Manager of Fixed Income Research & Closed-End Funds, A.G. Edwards
Ms. Amy Charles, Director, Closed-End Fund Research, Raymond James & Associates
Mr. Dennis Emanuel, Managing Director, Closed-End Fund & ETF Research, Citigroup Investment Research
Mr. Jon Maier, Senior Director, Closed-End Fund Research, Investment Strategy Group, Merrill Lynch
Ms. Sangeeta Marfatia, Closed End Fund Analyst, Director, UBS Wealth Mgmt Research
Mr. Paul Mazzilli, Director of ETF Research, Research, Morgan Stanley
Mr. Alex Reiss, Analyst, V.P., Closed-End Fund & ETF Research, Stifel Nicolaus
Mr. Kristoph Rollenhagen, Sr. V.P. -Exchange-Traded & Closed-End Funds, Oppenheimer & Co.
Mr. Joseph G. Witthohn, Director of ETF Research, Janney Montgomery Scott
Mr. Darren Young, Product Manager - Exchange Traded Funds and Notes, RBC Wealth Mgmt
Most Innovative New ETF in 2007
Winner:
Invesco PowerShares Capital Management for the PowerShares S&P 500 BuyWrite ETF (NYSE:PBP)


Best Shareholder Relations in 2007
Winner:
Barclays Global Investors


Best Investor Relations ETF Website in 2007
Winner:
Barclays Global Investors


Most Innovative Index in 2007
Winner:
Mergent, Inc. & Ryan ALM, Inc. For the Mergent/Ryan ALM Investible Benchmark Bond Indices


For Contribution to the ETF Sector in 2007
Winner:
Mr. Edward McRedmond, SVP, Portfolio Strategies, Invesco PowerShares Capital Management


Best ETF Focused Publication in 2007
Winner:
Exchange Traded Funds Report (ETFR), Mr. Jim Wiandt, Editor




Nominating Committee
Mr. Tom Anderson, Vice President and Head of Strategy and Research, State Street Global Advisors
Mr. Keith Botti, Strategist, ProShare Advisors
Mr. Dodd F. Kittsley, Strategist, Barclays Global Investors
Mr. Jeffrey Margolin, Vice President & Closed-End Fund Analyst, First Trust Advisors
Mr. Edward McRedmond, SVP - Portfolio Strategies, Invesco PowerShares Capital Mgmt
Mr. Adam Phillips, ETF Director, Van Eck Global
Ms. Melissa Nassar, Principal, Vanguard Financial Advisor Services
Mr. Luciano Siracusano, Director of Research, WisdomTree Investments
Best Research Team for Exchange-Traded Funds in 2007
Winner:
Morgan Stanley


For Contribution to the ETF Sector in 2007
Winner:
Ms. Mariana Bush, Closed-End Funds & Exchange Traded Funds Senior Analyst, Wachovia Securities




 
 
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